RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...

Compliance regulations are constantly changing, and organizations are struggling to keep up. The stakes are high. Failing to adhere to legal requirements can result in serious repercussions from ...

In the age of open source and large-scale outsourcing, ascertaining the legal compliance of software is just as important as assuring the quality before pressing it into production. Numerous legal ...

Compliance is a fundamental part of an RIA’s operations. It’s not something your firm can choose to do or not do as non-compliance can lead to significant financial and legal penalties. But compliance ...

RALEIGH, N.C.--(BUSINESS WIRE)--Brightly Software, a Siemens company and the global leader in asset lifecycle management solutions, today announces Compliance Pro, an all-in-one, cloud-based module ...

The issue of compliance is forever on the minds of IT executives, and even more so in the last 10 years, due to increased audit activities by software vendors, complex licensing rules and the ...

Even the best intentions sometimes have unexpected results. The Sarbanes-Oxley Act of 2002 was enacted in reaction to the Enron and WorldCom financial debacles, where poor internal controls resulted ...

RegScale, the Continuous Controls Monitoring (CCM) platform purpose-built for the CISO, today announced that it has been selected as the winner, for the second time, of the “Compliance Software ...

Like so many other advances, the Quality Assurance and Performance Improvement mandate from the Centers for Medicare & Medicaid Services is both a blessing and a curse for nursing homes. The potential ...

eSpeaks’ Corey Noles talks with Rob Israch, President of Tipalti, about what it means to lead with Global-First Finance and how companies can build scalable, compliant operations in an increasingly ...

As the harvest moon rises and leaves crunch underfoot, a ghoulish excitement permeates the air – it’s Halloween, a time of costumes, candies, and eerie enchantment. Yet, in the global trade realm, ...