BlackRock instituted two rounds of job cuts last year, trimming about 1% of its headcount on each occasion, Bloomberg ...

Regulator proposes longer holds and a new five-day “speed bump” to interrupt scams before money leaves accounts.

The addition of East Lake Wealth Management continues string of big recruitment wins for Wells Fargo to kick of 2026.

The U.S. corporate bond market has worrying signs about companies that could lose their investment-grade status.

Managers at big bond firms warn that the assault on the Fed's independence is unlikely to help lower interest rates.

Funds stung by the property downturn limit client withdrawals, after assuring ordinary investors they were safe.

Her team, which includes partner and financial advisor Ryan Dignum (a distant relative) and office manager Shana Wright and office assistant Hope Caldwell, joined Raymond James Financial Services ...

It’s hard to see the Justice Department’s criminal investigation of Fed Chair Jerome Powell, purportedly for statements surrounding the renovation of the central bank’s headquarters, as anything other ...

Hightower Advisors has hired Bob Lavigne, the former vice president and chief compliance officer of Edelman Financial Engines to oversee the company’s compliance program, regulatory strategy, and risk ...

The violations, which involved $14.4 million in securities, took place over a seven-year timeframe, Finra said.

The Supreme Court in 2020 upheld the SEC’s disgorgement authority while narrowing its reach. The 8-1 decision said disgorgement awards are permissible if they don’t exceed the wrongdoer’s net profits ...

President Donald Trump faced rare opposition from key Republican lawmakers after Federal Reserve Chair Jerome Powell accused the Department of ...