To become registered, securities professionals must pass qualifying exams administered by FINRA to demonstrate their competence in the particular securities activities in which they will …

Dec 15, 2025 · Discover what a FINRA license is, review a list of 17 FINRA offerings along with requirements and explore tips for earning your license successfully.

Dec 20, 2025 · Learn about financial securities licenses such as Series 7, 63, and more, necessary for selling investments. Find out requirements and paths to becoming licensed.

Mar 7, 2025 · A FINRA securities license is a requirement to sell securities. Learn which licenses are most common and how to earn them.

May 1, 2025 · Explore FNEX’s guide to FINRA licensing exams - Series 7, 79, and 82, and how each supports compliance, deal execution, and capital raising in the U.S. securities industry.

Oct 18, 2023 · The Financial Industry Regulatory Authority (FINRA) licenses candidates and firms in the finance industry to participate in the US markets. FINRA licensing is a requirement for a …

Apr 12, 2024 · You've made the decision to earn a NASAA or FINRA securities license. This step-by-step guide will help you along the path toward your new career.

May 30, 2024 · Explore our detailed guide on navigating FINRA exams, covering all 32 licenses, requirements, and permitted activities for securities professionals in the industry.

In the United States, the Series 7 exam, also known as the General Securities Representative Exam (GSRE), is a test for entry-level registered representatives, that demonstrates …

Getting your FINRA license is a crucial step to launching your career in the financial industry. Whether you aim to be a broker, an investment representative, or a securities sales agent, the …